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Do Hee KIM Attorney
T. +82-2-3477-8500
F. +82-2-3477-8508
E. dhkim2@law-lin.com
Do Hee Kim has been practicing in the field of finance, including project finance and acquisition finance, since 2009, and has worked as a department head attorney in the Accounting Supervision Bureau, Corporate Disclosure Bureau, and Dispute Resolution Office of the Financial Supervisory Service (FSS). Based on these experiences, Kim provides services in the fields of accounting supervision response, corporate disclosure (issuance disclosure, distribution disclosure, shareholding disclosure, disclosure investigation), dispute resolution, and other financial regulation, capital market regulation, response to financial institution’s licensing, inspection, and sanctions, advisory on financial law, and general corporate advisory.
Areas of Expertise
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Do Hee Kim has been practicing in the field of finance, including project finance and acquisition finance, since 2009, and has worked as a department head attorney in the Accounting Supervision Bureau, Corporate Disclosure Bureau, and Dispute Resolution Office of the Financial Supervisory Service (FSS). Based on these experiences, Kim provides services in the fields of accounting supervision response, corporate disclosure (issuance disclosure, distribution disclosure, shareholding disclosure, disclosure investigation), dispute resolution, and other financial regulation, capital market regulation, response to financial institution’s licensing, inspection, and sanctions, advisory on financial law, and general corporate advisory.
Areas of Expertise
Profile
Experience
• Past) Lee & Ko
• Past) Member of the Committee for Review of Securities Nature of the Financial Services Commission (resolution on the classification of fractional investments as securities, e.g., Musicow)
• Past) Member of the Committee for Review of Securities Nature of the Financial Services Commission (resolution on the classification of fractional investments as securities, e.g., Musicow)
• Past) Member of the Seoul Real Demand Verification Committee (Logistics Policy Division, Seoul Metropolitan Government)
• Past) Member of the Advertising Review Committee of the Financial Investment Association
• Past) Corporate Disclosure Bureau, Accounting Supervision Bureau, Dispute Mediation Center of the Financial Supervisory Service
• Current) Expert Member of the Financial Dispute Mediation Committee of the Financial Supervisory Service
• Current) LIN
• Current) LIN
| Representative Matters |
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• Woori Financial Holdings’ acquisition of Daol Investment
• Merger of Woori Asset Management and Woori Global Asset Management
• Multiple PFs for development projects in Pangyo New Urban Land Development Project Area
• Establishment and operation of Global-Wise Star No. 1 REIT and KOCREF No. 17 entrusted management real estate investment company
• Myeongdong 3rd District 1st (LLC), Cheonan Baekseok 4th District PF-related ABCP issuance, etc.
• Organized, and prepared guidelines for, the Task Force on Supervisory Measures for Investment Contract Securities of the Financial Supervisory Service
• Prepared investor protection measures for new capital securities such as conditional capital securities for the Financial Supervisory Service
• Participated in the Task Force on Accounting Industry Development Plans of the Financial Supervisory Service
• Conducted examination and conciliation of agendas related to accounting supervision, and handled objections, Financial Supervisory Service (2011-2014)
• Conducted examination and conciliation of the Financial Supervisor Service related to violations of issuance disclosure, distribution disclosure, and the Capital Markets Act (2014-2016)
• Organized a task force on the determination of whether income-generating real estate qualifies as investment contract securities, Financial Supervisory Service/Financial Services Commission (2016)
• Prepared guidelines for corporate disclosure review of the Financial Supervisory Service (2014-2015)
• Approval of changes of major shareholders and licensing of financial institutions, advisory services related to financial holdings companies
• Represented clients in responding to accounting supervision by the Financial Supervisory Service (appeared before the Supervisory Committee, and Securities and Futures Commission)
• Represented clients in reporting violations of foreign exchange regulations to the Financial Supervisory Service
• Represented clients in responding to investigations by the Financial Supervisory Service into violations of disclosure (appeared before the Capital Market Investigation and Review Committee, Securities and Futures Commission)
• Represented financial institutions in responding to inspections and sanctions (appeared before the Sanctions Review Committee and Financial Services Commission)
• Represented banks and financial holdings companies in responding to comprehensive inspections
• Represented clients in administrative litigations/administrative appeals on financial regulatory sanctions
• Responded to shareholders' meetings of listed companies
• Handled multiple cases of mergers, spin-off mergers, and business transfers of financial institutions
• Merger of Woori Asset Management and Woori Global Asset Management
• Multiple PFs for development projects in Pangyo New Urban Land Development Project Area
• Establishment and operation of Global-Wise Star No. 1 REIT and KOCREF No. 17 entrusted management real estate investment company
• Myeongdong 3rd District 1st (LLC), Cheonan Baekseok 4th District PF-related ABCP issuance, etc.
• Organized, and prepared guidelines for, the Task Force on Supervisory Measures for Investment Contract Securities of the Financial Supervisory Service
• Prepared investor protection measures for new capital securities such as conditional capital securities for the Financial Supervisory Service
• Participated in the Task Force on Accounting Industry Development Plans of the Financial Supervisory Service
• Conducted examination and conciliation of agendas related to accounting supervision, and handled objections, Financial Supervisory Service (2011-2014)
• Conducted examination and conciliation of the Financial Supervisor Service related to violations of issuance disclosure, distribution disclosure, and the Capital Markets Act (2014-2016)
• Organized a task force on the determination of whether income-generating real estate qualifies as investment contract securities, Financial Supervisory Service/Financial Services Commission (2016)
• Prepared guidelines for corporate disclosure review of the Financial Supervisory Service (2014-2015)
• Approval of changes of major shareholders and licensing of financial institutions, advisory services related to financial holdings companies
• Represented clients in responding to accounting supervision by the Financial Supervisory Service (appeared before the Supervisory Committee, and Securities and Futures Commission)
• Represented clients in reporting violations of foreign exchange regulations to the Financial Supervisory Service
• Represented clients in responding to investigations by the Financial Supervisory Service into violations of disclosure (appeared before the Capital Market Investigation and Review Committee, Securities and Futures Commission)
• Represented financial institutions in responding to inspections and sanctions (appeared before the Sanctions Review Committee and Financial Services Commission)
• Represented banks and financial holdings companies in responding to comprehensive inspections
• Represented clients in administrative litigations/administrative appeals on financial regulatory sanctions
• Responded to shareholders' meetings of listed companies
• Handled multiple cases of mergers, spin-off mergers, and business transfers of financial institutions
| Activities |
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• Visited Hong Kong FRC and Malaysia SC and analyzed accounting supervisory systems (November 2012)
• Honored with a commendation by the Chairman of the Financial Services Commission and Minister of Finance (2013)
• Published a booklet analyzing case law on the accounting supervisory system (April 2013)
• Lectured at seminars on case law related to the accounting supervision system hosted by the Korean Institute of Certified Public Accountants (November 2013 – May 12, 2017)
• Lectured on case law related to the External Audit Act and Capital Markets Act at the 1st corporate accounting practice analysis course for prosecutors hosted by the Supreme Prosecutors' Office (May 2014)
• Lecture on issuance disclosure system and Regulations on the Issuance and Disclosure of Securities organized by the Korea Listed Companies Association and the KOSDAQ Listed Companies Association (May, September, and December 2015)
• Lecture at the 121st Specialized Training on Stocks (explained major regulations of the Financial Services Commission) hosted by the Korea Listed Companies Association (September 14, 2015)
• Lectured at Macquarie on the Improper Solicitation and Graft Act (August 2016)
• Lectured on the prohibition of use of material nonpublic information at the KOSDAQ Listed Companies Association (September 21, 2017)
• Lectured at the 37th Specialized Training on Stocks (explained the prohibition of use of material nonpublic information and disclosure) hosted by the KOSDAQ Listed Companies Association (May 18, 2018)
• Lectured on the issuance disclosure system for employees of the Financial Supervisory Service (2018-2020)
• Lectured on internal control of financial companies at the Financial Investment Association (May 2018, May 2019)
• Delivered a presentation on the adversasial hearing structure at the 4th special seminar on principle-based accounting (April 26, 2019)
• Gave a video lecture at LAWnB on the regulations on investigations into capital market accounting disclosure , and Financial Supervisory Service’s stance (6 hours) (July 28, 2021)
• Lectured on businesses and career development at Seoul National University Business School (2021, 2022)
• Lectured on the practice of issuance disclosure (April 27, 2023), disclosure investigations, and understanding of investment contract securities (May 30, 2022) for employees of the Financial Supervisory Service
• Selected as an excellent lecturer by the Financial Supervisory Service (December 2023, December 2018)
• Honored with a commendation by the Chairman of the Financial Services Commission and Minister of Finance (2013)
• Published a booklet analyzing case law on the accounting supervisory system (April 2013)
• Lectured at seminars on case law related to the accounting supervision system hosted by the Korean Institute of Certified Public Accountants (November 2013 – May 12, 2017)
• Lectured on case law related to the External Audit Act and Capital Markets Act at the 1st corporate accounting practice analysis course for prosecutors hosted by the Supreme Prosecutors' Office (May 2014)
• Lecture on issuance disclosure system and Regulations on the Issuance and Disclosure of Securities organized by the Korea Listed Companies Association and the KOSDAQ Listed Companies Association (May, September, and December 2015)
• Lecture at the 121st Specialized Training on Stocks (explained major regulations of the Financial Services Commission) hosted by the Korea Listed Companies Association (September 14, 2015)
• Lectured at Macquarie on the Improper Solicitation and Graft Act (August 2016)
• Lectured on the prohibition of use of material nonpublic information at the KOSDAQ Listed Companies Association (September 21, 2017)
• Lectured at the 37th Specialized Training on Stocks (explained the prohibition of use of material nonpublic information and disclosure) hosted by the KOSDAQ Listed Companies Association (May 18, 2018)
• Lectured on the issuance disclosure system for employees of the Financial Supervisory Service (2018-2020)
• Lectured on internal control of financial companies at the Financial Investment Association (May 2018, May 2019)
• Delivered a presentation on the adversasial hearing structure at the 4th special seminar on principle-based accounting (April 26, 2019)
• Gave a video lecture at LAWnB on the regulations on investigations into capital market accounting disclosure , and Financial Supervisory Service’s stance (6 hours) (July 28, 2021)
• Lectured on businesses and career development at Seoul National University Business School (2021, 2022)
• Lectured on the practice of issuance disclosure (April 27, 2023), disclosure investigations, and understanding of investment contract securities (May 30, 2022) for employees of the Financial Supervisory Service
• Selected as an excellent lecturer by the Financial Supervisory Service (December 2023, December 2018)
Education
• Graduated with highest honors from Seoul National University, Department of Business Administration (2004)
• Passed the Korean Bar Examination (48th)
• Graduated from the Judicial Research and Training Institute (38th class)
• 2nd Financial Law Course at Seoul National University (2009)
• Passed the Korean Bar Examination (48th)
• Graduated from the Judicial Research and Training Institute (38th class)
• 2nd Financial Law Course at Seoul National University (2009)
Qualifications
• Attorney at Law, Korea (2009)
Publications/Thesis
• Visited Hong Kong FRC and Malaysia SC and analyzed accounting supervisory systems (November 2012)
• Published a booklet analyzing case law on the accounting supervisory system (April 2013)
• Published a booklet analyzing case law on the accounting supervisory system (April 2013)
Practice Areas
• Financial Regulation
• Capital Markets
• Securities
• Corporate Advisory
• Response to Accounting Supervision
• Response to Delisting
• Capital Markets
• Securities
• Corporate Advisory
• Response to Accounting Supervision
• Response to Delisting
Languages
• Korean
Insights
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| EXPERTISE |
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- Corporate (Corporate Governance)
- Listing & Listing Maintenance Advisory
- Finance・Insurance
- M&A・Private Equity
- Litigation (Civil and Criminal)
- Administrative Disputes and Litigation
- TMT・Data Security
- White Collar Defense and Investigations
- Tax
- GR
- Intellectual Property
- Entertainment・Sports
- Construction & Real Estate
- Insolvency & Restructuring
- Labor Law and Human Resources
- Serious Industrial Accidents
- Antitrust & Competition
- Product Liability・Certification・Recall
- Wealth Management
- Health Care
- Defense Industry
- Energy and Infrastructure
- Dealing with public sector audits
- Public Enterprises
- Registrations・Auctions
- International Practice
- Southeast Asia
- Latin America
- MEA
- Europe
- China
- Japan
- International Dispute Resolution
- International Transaction
- International Trade and Customs
- Overseas SOC Projects
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